Regulatory Notice Management Platform For Financial Institutions
ComplyCo simplifies one of the most underappreciated aspects of running an effective compliance management program — regulatory notices and disclosures. Using our embedded tools for documentation management, teams are able to take control over all customer-facing notices in a centralized manner.
Centralize control of regulatory notices
Requirements for regulatory disclosures and notices are extensive, and the mediums through which they are delivered are often fragmented and ineffective in terms of proving compliance. ComplyCo’s platform enables your teams to organize your disclosure management in one place, allowing them to track and report on all customer-facing documentation.
Identify and remedy non-compliant populations
Proactively flag non-compliance with regulatory requirements using our embedded software that monitors every single user interaction, identifying non-compliant events in real time. This proactive approach allows you to curb your exposure and remedy only affected customers.
Oversee programs’ compliance with advance reporting capabilities
Effortlessly demonstrate the delivery of mandatory notices and disclosures, detailing the specific versions used in each instance. With ComplyCo’s reporting feature, you can efficiently manage and monitor digital channels, ensuring you maintain control over your regulatory obligations concerning fintech partnerships. Easily track, document, and analyze the presentation of required information, empowering you to stay fully informed and effectively compliant with regulatory standards.
